Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Sarah’s Law was being considered as an amendment to the Laken Riley Act, which is on the Senate floor this week.

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Investors are appraising Trump policies' likely impact on stocks on the last trading day before the inauguration.

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.