It Is a Legal Obligation for Practitioners to Continuously Receive On-the-job Training To ensure that securities firm employees have a good level of business execution ability, the Financial ...
Since its establishment in 1961, the Taiwan Stock Exchange (TWSE) has witnessed the vigorous development of Taiwan’s industries from traditional industries in the early days to the current ...
3F, 9F-12F, 19F, No.7, Sec.5, Xinyi Rd., Taipei City 110615, Taiwan (R.O.C.) ...
The origin of ETFs (exchange traded funds) can be traced back to the SPDR S&P 500 ETF (trading ticker SPY) issued in 1993. Early ETF products were passive index ETFs, with ETF Funds tracking the ...
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406 88 年 01 月 01 日 證券商資本適足率規定自本年度起實施。 01 月 30 日 證交所副總經理朱兆銓升任證期會副主任委員。 02 月 06 日 財政部長邱正雄邀集相關單位主管會商，提出 3 大減輕融資斷頭 ...
有價證券集中交易市場實施全面款券劃撥制度注意事項 第六條修正條文對照表 證券經紀商受託買賣預收款券作業應行注意事項 第二點、第四點修正條文對照表 證券商停業、終止營業暨申請復業 ...
85 02 企業上市 度之修正，其修正重點如下： （ 1 ）架構之整理： 將上市審查準則及其相關補充規定、解釋函令等歸納調整為「有價證券上市審查準 則」及「有價證券上市審查準則補充規定 ...
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