For example, the penalty for violating 18 U.S. Code § 1348, a broad federal regulation prohibiting fraud or misrepresentation related to securities or commodities, is a fine and up to 25 years ...

Take, for example, the escapades of the Securities and Exchange Commission. Since assuming power, Biden’s approach to cryptocurrencies and related technologies has been to delegate and defer to ...

The Securities and Exchange Commission (SEC) has revised the qualification criteria of bond representatives, requiring them to have a registered capital of at least 25 million baht and allowing ...

Lim was Rappler’s lead counsel in the shutdown case of the Securities and Exchange Commission (SEC) against Rappler itself, which the Court of Appeals (CA) voided on August 9, 2024.

ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those individuals deemed to be unfairly targeted by the Securities and Exchange ...

TAMPA, FLORIDA / ACCESS Newswire / July 22, 2025 / Specificity Inc. (OTCIQ:SPTY) (the "Company"), a disruptor in the digital marketing space, is pleased to announce that it has regained status as a ...

The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's (SEC) gag rule on Thursday.

Mr. Stark was the chief of the U.S. Securities and Exchange Commission’s Office of Internet Enforcement from 1998 to 2009. Mr. Reiners is a lecturing fellow at Duke University. Cryptocurrency ...

FLASH FRIDAY is sponsored by Instinet, a Nomura company. It’s fair to say that many trading and investment firms and market infrastructure providers have a lingering case of SEC fatigue. Gary Gensler, ...