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The Securities and Exchange Commission (SEC) was created as an independent agency in 1934. It's been called the mother-of-all-securities regulator.
The U.S. Securities and Exchange Commission (SEC) laid fraud charges against Goldman for selling toxic investments without telling buyers that the investments were designed with help from a client — a ...
NEW YORK, April 2 (Reuters) - The U.S. Securities and Exchange Commission told staff on Wednesday it plans to shake up its enforcement and exams divisions by having them report under new deputy ...